icon

SIE

Pass your SIE with flying colors! Boost your confidence in passing first time with our mobile app and a personal study plan based on your current skill and requirements.

The Securities Industry Essentials® (SIE®) Exam is a FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices.

composition